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Default dashboards

Updated over 7 months ago

We have created several default dashboards that cover the whole spectrum of AML governance:

Head of Compliance

For head of compliance the data is presented with monthly granularity.

Detailed information:

This default dashboard offers a comprehensive monthly granularity, providing a strategic overview of crime distribution and system performance.

➗ Dashboard is divided into tabs based on Salv product verticals - Monitoring, Screening, and Risk

Elevate your compliance oversight with a dashboard that not only meets your monthly reporting needs but also provides insights into crime distribution, system efficiency, and FinCrime team performance.

The dashboard is divided into overviews of different levels. It covers for example not limited to:

Crime Overview:

  • Customer and transaction risk insights

  • Distribution of initial risk for newly onboarded customers

  • Major contributors to high-risk customers based on risk factors

  • Distribution of monitoring alerts by various metrics

System Performance:

  • Backlog size by Salv product

  • Count of filtered screening alerts

  • True positive and alerts ratio

  • Percentage of Transactions and/or Persons reviewed

  • Tracking of configuration changes

  • Track Dow Jones list updates and their statuses

FinCrime Team Performance:

  • Average/Median/Percentile alert turnaround time per team

  • Size of rotting backlog for AML alerts


Team Lead

For team lead the data is presented with daily granularity. It gives you overview of main performance metrics of team on entire team as well as on agent level

Detailed information:

This default dashboard offers a strategic view at the weekly level, providing detailed insights into team efficiency, performance metrics, and future resource planning.

➗ Dashboard is divided into tabs based on Salv product verticals - Monitoring, and Screening.

The dashboard is divided into overviews of different levels. It covers for example not limited to:

  • Alert resolution time breakdown by agent

  • Count of alerts resolved by the team and by agents

  • Identification and management of rotting cases by agent

  • Detailed breakdown of assigned alerts by status

  • Average time from the last decision for each alert

  • Alerts to True positive ratio analysis to gauge reporting accuracy

  • Dynamic tracking of team backlog size

  • Insights into future resource needs based on team performance and workload trends


Specialist

For specialist the data is presented with daily granularity. It gives you overview of main performance metrics, so you can get feedback and plan your work better.

Detailed information:

This default dashboard, operating at daily granularity, focuses on providing detailed insights tailored to individual specialists.

➗ Dashboard is divided into tabs based on Salv product verticals - Monitoring, Screening, and Risk

The dashboard is divided into overviews of different levels. It covers for example not limited to:

Specialist Performance Metrics:

  • Alert resolution time for personalised performance assessment

  • Count of open investigations for effective workload management

  • Daily/weekly count of alerts reviewed, providing a trend analysis for performance assessment and improvement


Data and Compliance Analyst

The dashboard gives you overview how the rules and system is performing as well as giving indications where to look for optimisations and performance gains.

Detailed information:

The dashboard is created to give you overview how the rules and system is performing as well as giving indications where to look for optimisations and performance gains.

➗ Dashboard is divided into tabs based on Salv product verticals - Monitoring, Screening, and Risk

The dashboard is divided into overviews of different levels. It covers for example not limited to:

Monitoring Performance Metrics:

  • General Monitoring metrics

  • True Positive (TP) rates

  • Number of unique persons per scenario, alerts per person

  • Scenario overlap analysis

Screening Performance Metrics:

  • Number of cleared hits and alerts for effective rule validation

  • Overlap analysis with other rules for rule optimisation

  • Identification of main Dow Jones profiles generating alerts with a count of matches

  • Example of 100 recent matches, showcasing the most alerting Dow Jones profiles

  • Identification of persons and counterparties with repetitive screening alerts in the last 30 days

Risk Performance Metrics:

  • Risk score distribution analysis for comprehensive risk assessment

  • Risk changes analysis

  • Overview of robust and sensitive risk factors

  • Indication for robustness of risk framework


In some cases you might also find the following dashboards enabled in your environment:

Screening Transaction Audit Trail dashboard

Provides an audit trail of a specific transaction’s screening.

Detailed information

This dashboard gives a full audit trail of a specific transaction screening. Just add transaction’s ID, press Enter and see results.

The results will show you the following information:

  • When was this transaction screened

  • What Transaction Clearance rules were active during the transaction’s screening

  • Fuzzy matching thresholds during the transaction’s screening

  • Enabled lists during the transaction’s screening


Customer Screening Audit Trail dashboard

Provides an audit trail of a specific person’s screening.

Detailed information

This dashboard gives a full audit trail of a specific person screening. Just add your client’s ID, press Enter and see results.

The results will show you the following information:

  • When was this customer initially and last screened

  • What Person Clearance rules were active at initial and last screening

  • Fuzzy matching thresholds at initial and last screening

  • Enabled lists at initial and last screening

  • Customer attributes at initial and last screening

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